DEPARTMENT OF HOMELAND SECURITY
BOARD FOR CORRECTION OF MILITARY RECORDS
Application for the Correction of
the Coast Guard Record of:
BCMR Docket No. 2006-009
Xxxxxxxxxxxxxxxxx
xxxxxxxxxxxxxx
FINAL DECISION
AUTHOR: Andrews, J.
This proceeding was conducted according to the provisions of section
1552 of title 10 and section 425 of title 14 of the United States Code. The Chair
docketed the application on October 21, 2005, upon receipt of the applicant’s
completed application.
appointed members who were designated to serve as the Board in this case.
This final decision, dated August 9, 2006, is signed by the three duly
APPLICANT’S REQUEST AND ALLEGATIONS
The applicant asked the Board to correct the Coast Guard’s calculation of
his “sea time” in his rating, which is boatswain’s mate (BM). He stated that in
2004 he was deemed eligible to take the servicewide examination (SWE) for
advancement to chief petty officer and did in fact take the SWE in 2004. How-
ever, when he applied to take the SWE again in 2005, he was told that he was not
eligible because he did not have sufficient sea time (one year) as a BM.
The applicant alleged that the Coast Guard’s calculations are incorrect
because he received the BM designator while serving on board the cutter Daunt-
less on April 1, 1994, after completing his Damage Control qualifications while
serving aboard the cutter Dependable. At the time, the striker list for advance-
ment to BM3/E-4 was very long, so many seamen, including himself, received
the BM designator while still an E-3 (SNBM). Because of the long list, the
applicant alleged, he remained an SNBM for well over a year and was not
advanced to BM3 until July 1, 1995. The applicant attributed the problem to an
administrative error—i.e., someone’s failure to make the correct entry in a data-
base.
The applicant stated that because he could not get his record fixed before
the SWE, he requested a waiver of the requirement, and his command supported
him in his request. However, his request was denied. He alleged that the denial
of his request was “very opinionated and based on my career path and not [on]
the evidence.”
In support of his allegations, the applicant submitted a series of emails
concerning his request for a waiver of the sea time requirement. He also sub-
mitted the following:
• A Marks Sheet, dated November 22, 2000, shows that when he received
his semi-annual performance evaluations in May 31, 1994; November 30, 1994;
and May 31, 1995, his rating was SNBM.
In a memorandum concerning the applicant’s qualification as a Boarding
•
Team member dated April 24, 1995, he is referred to as an SNBM.
• A Personal Data Extract prepared for the applicant’s application for the
2004 SWE shows that he was “sea duty qualified” and had 1 year and 4 months
of “sea time for points.”
• A Personal Data Extract prepared for the applicant’s application for the
2005 SWE shows that he was not “sea duty qualified” but still shows that he had
1 year and 4 months of “sea time for points.”
SUMMARY OF THE RECORD
On October 26, 1987, the applicant enlisted in the Coast Guard for a term
of four years. On December 25, 1991, he was released from active duty into the
Reserve. A Statement of Creditable Sea Service shows that he had completed
three years and two days of sea service aboard a cutter, from December 29, 1987,
through December 31, 1990, while still a non-rated seaman (E-3). He advanced to
boatswain’s mate third class (BM3; E-4) on September 1, 1991. However, upon
his release into the Reserve, he had completed no sea service in that rating. He
did not drill or perform active duty while in the Reserve.
On December 13, 1993, the applicant reenlisted as a seaman. Prior to
reenlisting, he signed an administrative entry (“Page 7”) with the following
statement: “I have been advised that I will be required to compete for advance-
ment to pay grade E-4 and will not be assigned a designator based solely on my
prior military service.”
A Statement of Creditable Sea Service shows that from December 16, 1993,
through June 15, 1995, the applicant served aboard the Dependable with the rating
SN. (However, for most of this period, he was serving aboard the Dauntless.) On
July 1, 1995, following his transfer ashore, the applicant advanced to BM3/E-4.
Since then, he has continued to be assigned to shore units and has performed no
sea duty.
On March 15, 2005, the Coast Guard’s Personnel Service Center denied the
applicant’s request for a waiver, citing Article 5.C.15.c., because he did not have
12 months of sea service in a pay grade higher than E-3.
APPLICABLE REGULATIONS
Sea Duty Requirements for Advancement
Article 5.C.15. of the current Personnel Manual governs minimum sea
duty requirements for advancement in the Coast Guard. Advancement to boat-
swain’s mate first class (BM1/E-6)—the applicant’s current rate—requires a
minimum of “6 months [sea duty] in any rating or pay grade.” For advancement
to chief boatswain’s mate (BMC), the requirement is now different depending
upon when one entered the designated rating. Article 5.C.15.c. states that, for
members who entered the BM rating prior to February 1, 1994, eligibility for
advancement from BM1 to BMC requires a minimum of “12 months above pay
grade E-3 in designated rating.” Article 5.C.15.d. states that, for members who
entered the BM rating on or after February 1, 1994, eligibility for advancement to
BMC requires a minimum of “12 months in the designated rating in any pay
grade.” This less strict requirement took effect on February 14, 2003, when the
Commandant issued ALCOAST 082/03. Prior to February 14, 2003, however,
the sea duty requirement for advancement to BMC was the same no matter when
one entered the rating: “12 months above pay grade E-3 in designated rating.”
Waiver Regulations
Article 5.C.15.a.1. of the current Personnel Manual states that the mini-
mum sea duty requirement will not be waived “except in cases where [the] can-
didate is presently serving at sea or is under orders to sea duty and will meet the
sea duty requirement by the effective date of the advancement eligibility list.”
Article 5.C.15.a.2. states that “[i]f a member is transferred from a sea duty
assignment before completing the required sea duty for advancement due to the
needs of the Service, the sea duty requirements for advancement may be waived.
The waiver will be documented in the orders of the member.”
Designators
Article 5.C.29.a. of the Personnel Manual in effect in 1994 stated that the
“assignment of designators provides a means to identify:
“(1) Personnel serving in pay grade E-3 who have received formal
Class “A” School training;
“(2) Personnel serving in pay grade E-3 who place above the cutoff
on eligibility lists resulting from Servicewide competition; and
“(3) Those rated personnel who have successfully completed all
requirements for an approved change of rating. Personnel who
have been assigned a designator shall be assigned the duties of the
rating for which designated.
“(4) Those previously rated personnel who were discharged from
the Coast Guard and reenter the Service as an E-3 or E-2 after being
out for more than 24 hours.”
COMDTNOTE 1430, issued on June 6, 1994, states that the cutoff for
advancement on each eligibility list is marked by an ampersand, and on the BM3
candidate list, the ampersand appears at #534, whereas the applicant’s name is
#599.
In 1994, Article 5.C.29.b.(2) stated that for personnel above the cutoff on
established eligibility lists, “Commanding officers, upon receipt of eligibility lists
resulting from Servicewide competition for advancement, shall assign appropri-
ate designators to those E-3 personnel who place above the cutoff.” This regula-
tion remained in effect until 1997. Article 5.C.29.b.2. of the current Personnel
Manual states that only the commanding officer of the Personnel Service Center
“shall assign appropriate designators to those E-3 personnel who place above the cutoff
on the striker list.”
VIEWS OF THE COAST GUARD
On July 22, 2005, the Judge Advocate General (JAG) of the Coast Guard
submitted an advisory opinion recommending that the Board deny relief.
The JAG stated that under ALCOAST 102/93, which went into effect on
October 25, 1993, “members on the striker eligibility list would not have their
designations assigned until their names appeared above an established cutoff
point. Applicant’s name did not appear above the established cutoff point for
BM strikers until release of the eligibility list signed on January 27, 1995.” The
JAG argued that the evidence submitted by the applicant “is insufficient to over-
come the presumption of regularity afforded the Coast Guard.”
The JAG also adopted the facts and analysis included in a memorandum
on the case prepared by CGPC. CGPC stated that when reenlisting in the Coast
Guard in 1993, the applicant acknowledged in writing the fact that he would not
be assigned a BM designator on the basis of his prior service. CGPC submitted a
copy of a Career Summary from its Direct Access database, which shows that the
applicant received the designator SNBM on January 27, 1995. CGPC stated that
the applicant received the designator on January 27, 1995, because he was “above
the cut” on the November 1994 eligibility list for advancement to BM3. Because
the applicant’s last day of sea duty was June 15, 1995, CGPC stated, the applicant
never completed 12 months of sea duty while having the designator. CGPC
stated that the applicant has “4 months and 19 days of rated sea time.” There-
fore, he does not have the minimum “12 months [of sea duty] in designated rat-
ing in any pay grade,” required for advancement under Article 5.C.15.d. of the
Personnel Manual.
CGPC alleged that the Marks Sheet dated November 22, 2000, which the
applicant submitted, is erroneous insofar as it shows his rating to be SNBM on
May 31, 1994, and November 30, 1994. CGPC opined that the error was likely
made by the applicant’s command and “corrected upon full migration of the CG
Employee Review system.” CGPC stated that although the applicant claimed
that his unit assigned him the designator, only the commanding officer of the
Personnel Service Center was authorized to do so. CGPC submitted a copy of an
Enlisted Marks Summary printed on December 5, 2005, which shows that the
applicant was still a seaman without a designator when he received his evalua-
tions on May 31, 1994, and November 30, 1994, and that his first evaluation dated
May 31, 1995, was the first that he received as an SNBM.
CGPC alleged that an administrative error led to waiver of the sea duty
requirement for the applicant in 2004 and allowed him to compete for advance-
ment in the 2004 SWE. CGPC submitted a copy of the message by which the
applicant’s request for a waiver dated March 15, 2004, was granted on March 22,
2004. CGPC alleged that the applicant’s request for waiver in 2004 should have
been denied because he did not meet the parameters for waiver under Article
5.C.15.a. of the Personnel Manual. CGPC alleged that the applicant’s request for
waiver in 2005 was properly denied.
In support of its allegations, CGPC submitted copies of three emails. On
April 21, 2005, Mr. Rose, the Assistant Chief of the Advancements Branch at the
Personnel Service Center, wrote to the Officer in Charge (OIC) of the applicant’s
unit regarding the denial of the applicant’s request for waiver that he had
retrieved the archive file of the Headquarters Master Eligibility Lists, COMDT-
NOTE 1430, dated 06 JUN 94 (May 94 SWE) and 27 JAN 95 (Nov. 94 SWE).
Paragraph 5.d. of the COMDTNOTE states:
“Each list also contains a designator point which is indicated by the am-
persand sign (&). All personnel below this point are not designated, and
shall not be assigned their designator until their names appear above the
cutoff point or on the Enlisted Personnel Advancement Announcement.”
Members above the (&) cut on these older lists were allowed to be assigned a
designator as of the date the list was signed and released. The Eligibility List for
the May 94 SWE was signed and released on 06 JUN 94. Promotions from the list
began on 01 JAN 95 and expired in JUN 95. [The applicant] is #599 and the offi-
cial cut and the (&) sign is set at #534. [The applicant] was not promoted from
this list nor was he authorized to receive a designator from this list as he was
below the cut.
The Eligibility List for the NOV 94 SWE was signed and released on 27 JAN 95.
Promotions from that list began on 01 JUL 95 and expired in DEC 95. [The appli-
cant] is number 599 on that list and is above the cut which was #652. He would
have been authorized to be designated as an SNBM as of the date the
COMDTNOTE was signed which was on 27 JAN 95. …
On April 22, 2005, the OIC replied and stated that it “is truly unfortunate
that this member’s Commanding Officer on the DAUNTLESS back on May 31,
1994, and November 30, 1994, made the mistake of marking him as a SNBM … .
It is my belief that [the applicant] planned his career with this mistaken informa-
tion. I would have thought the same thing. This mistake was no fault of his, and
I feel this should be taken into consideration.”
On April 25, 2005, Mr. Rose replied as follows:
[T]he requirement from 1994 up until the release of ALCOAST 082/03 (Released
on 14 FEB 03) was that a BMC candidate have “12 months above grade E-3,”
meaning BM3 and above. Since departing the DAUNTLESS on 15 JUN 95 [the
applicant] new that he would need 12 months sea time above E-3 to qualify for E-
7 and had none. In the subsequent years following departure from the DAUNT-
LESS it appears very little effort was made to go afloat or leave Texas. It was not
until ALCOAST 082/03, due to the [Joint Rating Review] merger program, that
the opportunity opened for him to use any SNBM time, which he thought he
had. That does not remove the fact that for the eight years previous to the
ALCOAST he was not qualified for E-7 and did not go afloat when it would have
been required. Based on this and the fact that [the applicant] only has 4 months
and 19 days of rated sea time, a waiver of 7 months and 11 days is denied.
APPLICANT’S RESPONSE TO THE VIEWS OF THE COAST GUARD
On March 13, 2006, the Chair forwarded a copy of the views of the Coast
Guard to the applicant and invited him to respond. No response was received.
FINDINGS AND CONCLUSIONS
The Board makes the following findings and conclusions on the basis of
the applicant's military record and submissions, the Coast Guard's submissions,
and applicable law:
1.
The Board has jurisdiction over this matter pursuant to 10 U.S.C.
§ 1552. The application was timely.
2.
From December 13, 1993, when the applicant voluntarily reenlisted
in the Coast Guard as a seaman in pay grade E-3, until February 14, 2003, when
ALCOAST 082/03 was published, the applicant knew or should have known
that he was not eligible for advancement to BMC because he had served abso-
lutely no sea duty above the pay grade E-3. For all that time, advancement from
BM1 to BMC required a minimum of “12 months above pay grade E-3 in desig-
nated rating.” Therefore, until February 14, 2003, the applicant could not have
been misled about his eligibility for advancement to BMC because all of his sea
duty had been performed in pay grade E-3 or below.
3.
Under ALCOAST 082/03, the sea duty requirement for advance-
ment to BMC was changed for members entering the rating after February 1,
1994, from “12 months above pay grade E-3 in designated rating” to “12 months
in the designated rating in any pay grade.” The applicant argued that he meets
the new criterion because the commanding officer of the Dauntless assigned him
the designator sometime before May 31, 1994, when he received his performance
evaluation marks as an SNBM. In support of this allegation, the applicant sub-
mitted a summarized Marks Sheet, dated November 22, 2000, which shows that
when he received his semi-annual performance evaluations in May 31, 1994;
November 30, 1994; and May 31, 1995, his rating was SNBM. The Marks Sheet
dated November 22, 2000, therefore somewhat supports the applicant’s allega-
tion that his commanding officer assigned him the designation prior to May 31,
1994.
In 1994, Article 5.C.29.b.(2) of the Personnel Manual stated that
“Commanding officers, upon receipt of eligibility lists resulting from Service-
wide competition for advancement, shall assign appropriate designators to those
E-3 personnel who place above the cutoff.” The Board has reviewed the eligibil-
ity list issued on June 6, 1994, for the May 1994 SWE and the applicant’s name
appears at #599, whereas the cutoff was #534. Therefore, under Article
5.C.29.b.(2), the applicant’s command was not authorized to assign him the BM
4.
designator until January 27, 1995, when the results of the November 1994 SWE
were approved and released and the applicant’s name appeared above the cutoff.
In light of this evidence, the Board agrees with CGPC that the applicant’s “rated
sea time” consists of the 4 months and 19 days from January 27, 1995, through
June 15, 1995, when he left the Dauntless. Therefore, although the Marks Sheet
dated November 22, 2000, somewhat supports the applicant’s allegation that his
commanding officer assigned him the designation prior to May 31, 1994, the
Board finds that the applicant was not actually authorized to have the designator
until January 27, 1995. Thus, he does not have sufficient sea time in his rating to
be eligible for advancement to BMC under Article 5.C.15.d. of the Personnel
Manual because he does not have “12 months [of sea duty] in the designated
rating in any pay grade.”
5.
As stated in Finding 2, above, before the publication of ALCOAST
082/03 on February 14, 2003, the applicant could not have been misled about his
lack of eligibility for advancement to BMC. Moreover, he could not have hoped
to acquire eligibility without performing a full year of sea duty since he had none
in a pay grade above E-3. It is possible that upon publication of ALCOAST
082/03, the applicant mistakenly believed that he was eligible under the new,
less strict minimum sea duty requirement if, as he alleges, the commanding offi-
cer of the Dauntless erroneously assigned him the designator before he placed
above the cutoff on the November 1994 SWE. However, the Marks Sheet sub-
mitted by the applicant does not prove that the commanding officer assigned
him the BM designator prior to May 31, 1994, as the applicant argued. The eligi-
bility list for the May 1994 SWE was not approved and released until June 6,
1994. Therefore, even if, as the applicant alleged, his commanding officer
assigned him the designator, there was no event that would have occasioned
such an error until June 6, 1994. Moreover, the Board finds that the Marks Sheet
alone is insufficient to prove that his commanding officer, contrary to a clear
regulation, assigned him the designator even though his name appeared below
the cutoff on the eligibility list issued on June 6, 1994.
6.
CGPC submitted a copy of a message showing that in March 2004,
the applicant requested and was granted a waiver of the minimum sea duty
requirement for advancement to BMC. Although the applicant may have har-
bored hopes of being eligible following the release of ALCOAST 082/03 on Feb-
ruary 14, 2003, his need for a waiver of the requirement in 2004 put him on notice
that he did not in fact have sufficient sea time to be eligible.
7.
The applicant argued that he should have been granted another
waiver of the minimum sea duty requirement in 2005. However, he was not
serving at sea or under orders to report for sea duty when he requested the
waiver, as required under Article 5.C.15.a.1. of the Personnel Manual. Article
5.C.15.a.2. states that “[i]f a member is transferred from a sea duty assignment
before completing the required sea duty for advancement due to the needs of the
Service, the sea duty requirements for advancement may be waived. The waiver
will be documented in the orders of the member.” When the applicant finished
his tour aboard the Dauntless on June 15, 1995, he was still an E-3 and so, under
the regulations then in effect, had not accrued even a single day of rated sea time
in a pay grade above E-3 toward eligibility for advancement. Under such cir-
cumstances, the Board does not believe that the Coast Guard erred in not grant-
ing the applicant a permanent waiver of the requirement when it transferred him
off the Dauntless.
8.
The applicant alleged that the denial of his request for a waiver in
2005 was unjust. “Injustice” as used in 10 U.S.C. § 1552(a) is “treatment by the
military authorities that shocks the sense of justice, but is not technically illegal.”
Reale v. United States, 208 Ct. Cl. 1010, 1011 (1976); Decision of the Deputy
General Counsel, BCMR Docket No. 2001-043. “The BCMR has the authority to
decide on a case-by-case basis if the Coast Guard has committed an error or
injustice.” Decision of the Deputy General Counsel, BCMR Docket No. 2002-040.
Although the applicant accrued more than 4 years of sea time as a seaman and 4
months and 19 days as an SNBM, the Board finds that the Coast Guard’s refusal
to grant the applicant a waiver of the minimum sea duty requirement for
advancement to BMC does not shock its sense of justice. While the applicant
may have been confused about his eligibility for a short time following the publi-
cation of ALCOAST 082/03, for most of his career he knew or should have
known that he could not advance to BMC unless he performed additional sea
duty. There is no evidence in the record that he actively pursued and was
unfairly denied the opportunity to perform additional sea duty.
9.
Accordingly, the applicant’s request should be denied.
[ORDER AND SIGNATURES APPEAR ON NEXT PAGE]
ORDER
The application of BM1 xxxxxxxxxxxxxxxxxxxxxxxxxx, USCG, for
correction of his military record is denied.
_______________________________
Stephen H. Barber
_______________________________
Dorothy J. Ulmer
_______________________________
Eric J. Young
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